The Financial Conduct Authority's (FCA) long-awaited new measures for tackling non-financial misconduct (NFM) in financial services are (finally) here. Confirm that from 1 September 2026, serious ...
Guidelines on financial crime reporting for regulated institutions covered by the money laundering rules in the U.K. were recently unveiled by the UK Financial Conduct Authority (FCA). Firms will now ...
Regulator clarifies that existing FCA rules will continue to apply but will also reflect the evolving landscape of financial promotions on social media. On 17 July 2023, the FCA published a guidance ...
The UK’s Financial Conduct Authority (FCA) has shared plans for a new Consumer Duty, which will aim to provide a greater level of consumer protection for retail financial markets for companies to ...
The regulator has made a few efforts to help crypto firms comply with the rules that came into force on Oct. 8. Rules for crypto asset promotion that came into force in the United Kingdom on Oct. 8 ...
This content has been selected, created and edited by the Finextra editorial team based upon its relevance and interest to our community. Unauthorised firms face criminal charges if they do not have ...
The U.K.’s Financial Conduct Authority (FCA) has finalized the rules for its new regime that aims to address the “advice gap” among retail investors. Following a consultation on the rules for its ...
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